Middle Office Manager Charlotte, NC

Middle Office Manager

 
Job ID: Job-1494       
Job Title:      Middle Office Manager  
location:       Charlotte, NC  
Jobtype:        Permanent      
Rate:   up to $100K +bonus     
Description:    Basic Qualifications 
7+ years capital markets industry experience with 3+ years management experience. 

Minimum Qualifications 
- Strong understanding of the terms and conditions of mandatory and voluntary offers and the process of communicating these to clients and internal interested parties (Subject Matter Expert) 
- Strong analytical, organizational and management skills 
- Customer Service orientation is a must with excellent written and verbal communication skills. Ability to communicate with all levels of an organization 
- Series 7 or ability to obtain within 90 days of start 
- Minimum of 10 years of experience 
- Minimum of 5 years of management experience including leading teams through change 
- Minimum of 5 years of Corporate Actions experience in a Financial Services firm with a focus on servicing a Prime Services business 
- Strong ability to train, develop and mentor staff 
- Familiar with the regulatory environment and maintaining strong controls 
- Detailed working knowledge of Broadridge 
- Proficient in Microsoft Office (Excel, Word, Outlook) 
- Experience working with custodians, depositories, agents and brokers to ensure timely and accurate processing of events to client accounts and to appropriately manage risk 
- Demonstrated ability to manage vendors effectively 
- Demonstrated ability leading teams through changes required to support the overall strategy of the organization 

Preferred Skills 
- Bachelor s degree 
- Strong industry working relationships 
- Working knowledge of XSP a plus 
- Comprehensive financial products knowledge 
- MIS presentation and report writing experience 
- Ability to multi-task in a fast paced environment with an attention to detail 
- Very organized, able to deal with high volumes, and prioritize workload 
- Able to work effectively as part of a team and on project work 
- Results driven 
- Confidence to deal with both external and internal clients 
- Series 24 and/or 27 a plus 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 
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