Compliance officer - (US-NY-New York)

Compliance officer - (US-NY-New York)

Compensation: $70K - $90K / Year
Minimum Education: Bachelors
Job Type: Full Time
Jobcode: B800123JA

If not you, would you know someone???  I will pay a finders' fee if you refer someone who is hired.

Experience Required : 3 - 5 years
Degree Required : 4 Year Degree

Assist in developing and maintaining Compliance Program. Duties include due diligence; testing of policies and procedures of the funds and the funds service providers (including sub-investment advisers, administrator, distributor and transfer agents).

Candidate Must Have :
* Bachelors degree or higher required. 4+ years investment adviser or mutual fund compliance experience required.
* Experience with activities supporting mutual fund SEC Rule 38(a)-1 Compliance Programs preferred.
* Additional experience in Fund Accounting/Administration or Internal Audit a plus.
* Skills required: Good understanding of mutual funds; Knowledge of securities and markets; Basic knowledge of securities laws relating to mutual funds.
* Candidate must have excellent written, oral and presentation skills. Candidate must have strong PC skills.

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume.

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES.

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Jeff Altman, The Big Game Hunter
Concepts In Staffing
9 East 37 Street
New York, NY 10016