Regional Compliance Officer - (US-IL- Clarendon Hills,)

Regional Compliance Officer - (US-IL- Clarendon Hills,)

Compensation: $65K - $80K / Year
Minimum Education: Bachelors
Job Type: Full Time
Jobcode: N42932JA

If not you, would you know someone???  I will pay a finders' fee if you refer someone who is hired.

Experience Required : 5 - 10 years
Degree Required : 4 Year Degree
Travel Required : to 50%

The Regional Compliance Officer will be responsible for the supervision of the Financial Advisors, Licensed Bankers and other region individuals licensed by the firm. Additionally this individual will be responsible for the review of brokerage accounts and analysis of activity within those accounts, which includes monitoring to ensure compliance with FINRA guidelines for account activity. Required

Skills: Compliance Background Series 7, 66 or 65 63 & 65, 24, State Life & Health. Travel required in Chicago Metro and Southern Wisconsin areas.

This position requires a minimum of 5 years related work experience.

Candidate Must Have :
* Series 7
* Series 24
* Series 66 ( or 63 & 65)
* State Life & Health
* Bachelor's Degree with 5 years relate work experience

Compliance background / Financial Services Industry

Email resume in Word to thebiggamehunter@cisny.com. Please include the job code for the position with your resume.

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES.

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Jeff Altman, The Big Game Hunter
Concepts In Staffing
9 East 37 Street
New York, NY 10016

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