Compliance Officer - (US-NY-New York)

Compliance Officer - (US-NY-New York)

Compensation: $70K - $100K / Year
Minimum Education: Bachelors
Job Type: Full Time
Jobcode: B74751JA

If not you, would you know someone???  I will pay a finders' fee if you refer someone who is hired.

Experience Required : 3 - 5 years
Degree Required : 4 Year Degree

Assist in developing and maintaining Compliance Program for registered investment advisers. Duties include due diligence and testing of policies and procedures.

B.S. or higher required.
4+ years investment adviser or mutual fund compliance experience required. Experience with activities supporting SEC Rule 206(4)-7 Compliance Programs preferred. Additional experience in Fund Accounting/Administration or Internal Audit a plus.

Skills required: Good understanding of registered investment advisers; Knowledge of securities and markets; Basic knowledge of securities laws relating to investment advisers.
Candidate must have excellent written, oral and presentation skills. Candidate must have strong PC skills.

Candidate Must Have :
* 4+ years investment adviser or mutual fund compliance experience required
* B.S. or higher required.
* Knowledge of the Investment Adviser Act of 1940

Email resume in Word to thebiggamehunter@cisny.com. Please include the job code for the position with your resume.

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES.

To receive a complementary subscription to my job search ezine, No B.S. Job Search Advice, go to www.jeffaltman.com to subscribe

Jeff Altman, The Big Game Hunter
Concepts In Staffing
9 East 37 Street
New York, NY 10016

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