Business System Analyst/Project Lead - Reporting Pasadena, CA

Business System Analyst/Project Lead – Reporting

 
Job ID: Job-1628       
Job Title:      Business System Analyst/Project Lead – Reporting       
location:       Pasadena, CA   
Jobtype:        Contract       
Rate:          
Primary Skills:        
Description:    LONG TERM CONTRACT 
Must have 3+ years knowledge of front office fixed income as well as exp. in the design and testing of financial or fixed income systems. 

§ 5+ years of Business System analyst experience working in the technology department 

§ 5+ years of Software development life cycle expertise. Knowledge of all phases of system development life cycle, rapid application development methodology required. 

§ 3-5 years of Knowledge of front office fixed income in a working environment 

§ Has detailed knowledge of asset management principles related to the domestic and international investment processes in a fixed income environment. 

§ Knowledge of or experience in the design, testing of financial or fixed income systems 

§ 3 years of SQL experience using Oracle 

§ Microsoft Windows and Office applications experience required. 

§ Client-server, 3 tier architecture, and GUI development concepts preferred. 

Please quote your best rate and email a resume in Word that makes it obvious how you match the specification 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 

To receive a complimentary subscription to my job search ezine, No B.S. Job Search Advice, go to www.JeffAltman.com to subscribe. Receive tweets from Twitter with job search tips and job listings – TheBigGameHuntr  

Business System Analyst/Project Lead - Reporting Pasadena, CA

Business System Analyst/Project Lead – Reporting

 
Job ID: Job-1628       
Job Title:      Business System Analyst/Project Lead – Reporting       
location:       Pasadena, CA   
Jobtype:        Contract       
Rate:          
Primary Skills:        
Description:    LONG TERM CONTRACT 
Must have 3+ years knowledge of front office fixed income as well as exp. in the design and testing of financial or fixed income systems. 

§ 5+ years of Business System analyst experience working in the technology department 

§ 5+ years of Software development life cycle expertise. Knowledge of all phases of system development life cycle, rapid application development methodology required. 

§ 3-5 years of Knowledge of front office fixed income in a working environment 

§ Has detailed knowledge of asset management principles related to the domestic and international investment processes in a fixed income environment. 

§ Knowledge of or experience in the design, testing of financial or fixed income systems 

§ 3 years of SQL experience using Oracle 

§ Microsoft Windows and Office applications experience required. 

§ Client-server, 3 tier architecture, and GUI development concepts preferred. 

Please quote your best rate and email a resume in Word that makes it obvious how you match the specification 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 

To receive a complimentary subscription to my job search ezine, No B.S. Job Search Advice, go to www.JeffAltman.com to subscribe. Receive tweets from Twitter with job search tips and job listings – TheBigGameHuntr  

Senior Audit Manager Charlotte, NC

Senior Audit Manager

 
Job ID: Job-1627       
Job Title:      Senior Audit Manager   
location:       Charlotte, NC  
Jobtype:        Permanent      
Rate:   $100K - $125K  

        Description:    Oversee day-to-day operations of an audit team of 10-12 professional auditors executing required audit work to ensure audit engagements are risk-based and executed with high standards of quality. Manage a team focused on providing high quality audit coverage of a variety of Corporate Finance functions including audit coverage of accounting/financial reporting and corporate treasury functions. 

Must have in depth knowledge and have audit or other relevant risk management experience in some or all of the following two primary areas: accounting/financial reporting including SOX treasury operations (asset/liability management, liquidity and funding). 

Responsible for building strong working relationships with line of businesses, risk management, and banking regulators as well as monitoring industry developments and/or changes in organization with an eye towards ensuring audit coverage is sufficient to cover risk. 

Basic Qualifications 
8+ years audit experience. 

Minimum Qualifications 

8+ years of work doing audit work in internal audit and/or external audit or demonstrated comparable experience as a risk or compliance professional responsible for assessing risk and internal control environments. 

Knowledge of audit methodologies and tools that support audit processes. 

Knowledge of banking regulatory/supervisory framework. 

Accomplished leader with experience leading teams of professional auditors, risk management and/or project leadership professionals. 

Preferred Skills 
The ideal candidate will have/be: 
-Big 4 experience or experience at a large financial institution. Experience auditing accounting/financial reporting and Treasury operations. 
-Undergrad degree in Accounting or Finance. Advanced degree preferred. 
-CPA 
-Project management training/experience 
-Knowledge or/familiarity with Treasury operations including interest rate risk, liquidity risk and capital management. 
-Experience managing people is desired including ability to demonstrate success in directing and developing professional staff. 
-Comprehensive knowledge of audit methodologies and tools that support audit processes. 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 
To receive a complimentary subscription to my job search ezine, No B.S. Job Search Advice, go to www.JeffAltman.com to subscribe. Receive tweets from Twitter with job search tips and job listings – TheBigGameHuntr  

Senior Audit Manager Charlotte, NC

Senior Audit Manager

 
Job ID: Job-1627       
Job Title:      Senior Audit Manager   
location:       Charlotte, NC  
Jobtype:        Permanent      
Rate:   $100K - $125K  
       
Description:    Oversee day-to-day operations of an audit team of 10-12 professional auditors executing required audit work to ensure audit engagements are risk-based and executed with high standards of quality. Manage a team focused on providing high quality audit coverage of a variety of Corporate Finance functions including audit coverage of accounting/financial reporting and corporate treasury functions. 

Must have in depth knowledge and have audit or other relevant risk management experience in some or all of the following two primary areas: accounting/financial reporting including SOX treasury operations (asset/liability management, liquidity and funding). 

Responsible for building strong working relationships with line of businesses, risk management, and banking regulators as well as monitoring industry developments and/or changes in organization with an eye towards ensuring audit coverage is sufficient to cover risk. 

Basic Qualifications 
8+ years audit experience. 

Minimum Qualifications 

8+ years of work doing audit work in internal audit and/or external audit or demonstrated comparable experience as a risk or compliance professional responsible for assessing risk and internal control environments. 

Knowledge of audit methodologies and tools that support audit processes. 

Knowledge of banking regulatory/supervisory framework. 

Accomplished leader with experience leading teams of professional auditors, risk management and/or project leadership professionals. 

Preferred Skills 
The ideal candidate will have/be: 
-Big 4 experience or experience at a large financial institution. Experience auditing accounting/financial reporting and Treasury operations. 
-Undergrad degree in Accounting or Finance. Advanced degree preferred. 
-CPA 
-Project management training/experience 
-Knowledge or/familiarity with Treasury operations including interest rate risk, liquidity risk and capital management. 
-Experience managing people is desired including ability to demonstrate success in directing and developing professional staff. 
-Comprehensive knowledge of audit methodologies and tools that support audit processes. 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 
To receive a complimentary subscription to my job search ezine, No B.S. Job Search Advice, go to www.JeffAltman.com to subscribe. Receive tweets from Twitter with job search tips and job listings – TheBigGameHuntr  

Compliance Officer NYC

Compliance Officer

 
Job ID: Job-1626       
Job Title:      Compliance Officer     
location:       New York, NY   
Jobtype:        Permanent      

                Description:    Compliance officer to advise on the regulatory and compliance aspects of US and foreign equity related matters including, trade reporting, underwriting, Rule 10b-18 buy back programs, Reg. SHO, securities lending, best execution, mark-ups/mark-downs, testing and monitoring. 

· Conduct surveillance of equity transactions for market abuses and compliance with supervisory requirements. 
·Advise on globally branded research issues including Rule 2711, Reg. AC, and developing appropriate disclosures and disclaimers. 
·Advise on Rule 15a-6 and administer procedures controlling activities of foreign affiliates in the US. 
·Advise on equity capital market issues that involve 144A and Reg. S, private placements, prospectus delivery. 
·Assist in running the Control Room by maintaining Watch and Restricted Lists, implement over-the-wall procedures, check for conflicts of interest, and monitor information barriers. 
·Develop written supervisory procedures and training materials for staff. 
·Perform general compliance duties including email review and monitor employee trading. 

EXPERIENCE 
The ideal candidate will have at least five years of directly relevant broker dealer compliance experience. 
Strong knowledge of US securities laws and regulations including FINRA, SEC and the Securities Act of 1933 and Securities Exchange Act of 1934. 
Knowledge of broker dealer products and services including equities, fixed income, structured products, investment banking, underwriting and M&A. 
Series 7 or 79, and 24 strongly preferred. 

SKILLS REQUIRED 
Strong analytical skills and ability to articulate regulatory guidance to staff and management. 
Ability to multi-task and deliver projects under deadline. 
Excellent organizational skills, high degree of attention to detail and delivery of a quality work product. 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 
To receive a complimentary subscription to my job search ezine, No B.S. Job Search Advice, go to www.JeffAltman.com to subscribe. Receive tweets from Twitter with job search tips and job listings – TheBigGameHuntr 
       

Compliance Officer NYC

Compliance Officer

 
Job ID: Job-1626       
Job Title:      Compliance Officer     
location:       New York, NY   
Jobtype:        Permanent      
               
Description:    Compliance officer to advise on the regulatory and compliance aspects of US and foreign equity related matters including, trade reporting, underwriting, Rule 10b-18 buy back programs, Reg. SHO, securities lending, best execution, mark-ups/mark-downs, testing and monitoring. 

· Conduct surveillance of equity transactions for market abuses and compliance with supervisory requirements. 
·Advise on globally branded research issues including Rule 2711, Reg. AC, and developing appropriate disclosures and disclaimers. 
·Advise on Rule 15a-6 and administer procedures controlling activities of foreign affiliates in the US. 
·Advise on equity capital market issues that involve 144A and Reg. S, private placements, prospectus delivery. 
·Assist in running the Control Room by maintaining Watch and Restricted Lists, implement over-the-wall procedures, check for conflicts of interest, and monitor information barriers. 
·Develop written supervisory procedures and training materials for staff. 
·Perform general compliance duties including email review and monitor employee trading. 


EXPERIENCE 
The ideal candidate will have at least five years of directly relevant broker dealer compliance experience. 
Strong knowledge of US securities laws and regulations including FINRA, SEC and the Securities Act of 1933 and Securities Exchange Act of 1934. 
Knowledge of broker dealer products and services including equities, fixed income, structured products, investment banking, underwriting and M&A. 
Series 7 or 79, and 24 strongly preferred. 

SKILLS REQUIRED 
Strong analytical skills and ability to articulate regulatory guidance to staff and management. 
Ability to multi-task and deliver projects under deadline. 
Excellent organizational skills, high degree of attention to detail and delivery of a quality work product. 

Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume. 

NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES. 
To receive a complimentary subscription to my job search ezine, No B.S. Job Search Advice, go to www.JeffAltman.com to subscribe. Receive tweets from Twitter with job search tips and job listings – TheBigGameHuntr 
       

Jobs from Jeff Altman, The Big Game Hunter - 131st phonecast