Compliance officer - (US-NY-New York)
Compliance officer - (US-NY-New York)
Compensation: $70K - $90K / Year
Minimum Education: Bachelors
Job Type: Full Time
Jobcode: B800123JA
Experience Required : 3 - 5 years
Degree Required : 4 Year Degree
Assist in developing and maintaining Compliance Program. Duties include due diligence; testing of policies and procedures of the funds and the funds service providers (including sub-investment advisers, administrator, distributor and transfer agents).
Candidate Must Have :
* Bachelors degree or higher required. 4+ years investment adviser or mutual fund compliance experience required.
* Experience with activities supporting mutual fund SEC Rule 38(a)-1 Compliance Programs preferred.
* Additional experience in Fund Accounting/Administration or Internal Audit a plus.
* Skills required: Good understanding of mutual funds; Knowledge of securities and markets; Basic knowledge of securities laws relating to mutual funds.
* Candidate must have excellent written, oral and presentation skills. Candidate must have strong PC skills.
Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume.
NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES.
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